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JESSE MICHAEL POLK
JESSE POLK
CRD#: 5794306
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 2 Carlson Parkway N
Suite 320
Plymouth, MN 55447
Registration History
20102012201420162018202020222024IAMML INVESTORS SERVICES, LLC (CRD# 10409)2013 - Present (11 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2010 - Present (14 years)
Disclosure(s)
View By:
8/13/2024
Customer Dispute
Denied
5/29/2017
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 2/17/2011

B
Minnesota 12/13/2010

B
Illinois 3/10/2015

IA
Minnesota 12/4/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
2 Carlson Parkway N Suite 320, Plymouth, MN 55447
1255 GUN CLUB ROAD, WHITE BEAR LAKE, MN 55110
Registered with this firm since 12/4/2013

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
2 Carlson Parkway N Suite 320, Plymouth, MN 55447
1255 GUN CLUB ROAD, WHITE BEAR LAKE, MN 55110
Registered with this firm since 11/15/2010

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.