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The complainant alleges that the variable annuity that was sold to her in 2015 was misrepresented, that she didn't know it was a variable annuity, and that she was financially harmed because of this.
Damage Amount Requested
$300,000.00
Broker Comment
Case #202408140082.
5/29/2017
Customer Dispute
Denied
Allegations
The complainant is concerned that investments that she made with the rep beginning in or around 2015 have resulted in a monetary loss.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.