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Detailed Report
ROBERT S JAMISON II
ROBERT S CHENEY-JAMISON II, ROBERT S JAMISON
CRD#: 5793591
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Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
2013201420152016201720182019IAPNC INVESTMENTS (CRD# 129052)2017 - 2018 (<1 year)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2016 - 2017 (<1 year)IACAITLIN JOHN, LLC (CRD# 154494)2016 - 2016 (<1 year)IAIFS ADVISORY, LLC (CRD# 154680)2015 - 2015 (<1 year)IAFIRST AMERICAN SECURITIES, INC (CRD# 35841)2014 - 2015 (1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2013 - 2013 (<1 year)
Disclosure(s)
View By:
12/13/2018
Regulatory
Final
Previous Registration(s)
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 06/30/2017 - 01/26/2018 PNC INVESTMENTS (CRD#:129052) ATLANTA, GA
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 09/07/2016 - 05/30/2017 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Salinas, CA
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 01/19/2016 - 09/07/2016 CAITLIN JOHN, LLC (CRD#:154494) Atlanta, GA
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 04/01/2015 - 10/08/2015 IFS ADVISORY, LLC (CRD#:154680) ATLANTA, GA
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 01/17/2014 - 02/02/2015 FIRST AMERICAN SECURITIES, INC (CRD#:35841) ATLANTA, GA
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 04/10/2013 - 11/22/2013 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ATLANTA, GA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.