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SAMANTHA BAKKE
SAMANTHA RAE BAKKE, SAMANTHA RAE DAVIS, SAMANTHA DAVIS, SAMANTHA RAE ROTHROCK
CRD#: 5793211
IA
Investment Adviser
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Previous Broker
ONE CAPITAL MANAGEMENT, LLCCRD#: 114861 3075 TOWNSGATE ROAD
SUITE 350
WESTLAKE VILLAGE, CA 91361
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - 2021 (2 years)IAONE CAPITAL MANAGEMENT, LLC (CRD# 114861)2021 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
Disclosure(s)
View By:
3/11/2021
Employment Separation After Allegations
9/22/2016
Customer Dispute
Denied
License(s)

State Registrations

IA
California 4/8/2021

Current Registration(s)
IA
ONE CAPITAL MANAGEMENT, LLC (CRD#:114861)
3075 TOWNSGATE ROAD SUITE 350, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 4/8/2021

Previous Registration(s)
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IA
05/29/2018 - 04/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GROVER BEACH, CA
B
05/29/2018 - 04/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GROVER BEACH, CA
IA
10/01/2012 - 06/06/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICO, CA
B
10/01/2012 - 06/06/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICO, CA
IA
09/11/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PARADISE, CA
B
06/14/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PARADISE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.