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JOHN JOSEPH LETIZIA II
JOHN JOSEPH LETIZIA, John Joseph Letizia II
CRD#: 5792733
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 LINCOLN HARBOR
1000 & 1200 LINCOLN HARBOR BLVD
WEEHAWKEN, NJ 07086
Registration History
201920202021202220232024202520262 FIRMS2022 - Present (2 years)BWELLS FARGO SECURITIES, LLC (CRD# 126292)2021 - 2022 (1 year)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2019 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 9/14/2022

B
Nebraska 9/14/2022

B
Alaska 9/14/2022

B
Nevada 9/14/2022

B
Arizona 9/14/2022

B
New Hampshire 9/14/2022

B
Arkansas 9/14/2022

B
New Jersey 9/14/2022

B
California 9/14/2022

IA
New Jersey 10/11/2022

B
Colorado 9/14/2022

B
New Mexico 9/14/2022

B
Connecticut 9/14/2022

B
New York 9/14/2022

B
Delaware 9/14/2022

B
North Carolina 9/14/2022

B
District of Columbia 9/14/2022

B
North Dakota 9/14/2022

B
Florida 9/14/2022

B
Ohio 9/14/2022

B
Georgia 9/14/2022

B
Oklahoma 9/14/2022

B
Hawaii 9/14/2022

B
Oregon 9/14/2022

B
Idaho 9/14/2022

B
Pennsylvania 9/14/2022

B
Illinois 9/14/2022

B
Puerto Rico 9/14/2022

B
Indiana 9/14/2022

B
Rhode Island 9/14/2022

B
Iowa 9/14/2022

B
South Carolina 9/14/2022

B
Kansas 9/14/2022

B
South Dakota 9/14/2022

B
Kentucky 9/14/2022

B
Tennessee 9/14/2022

B
Louisiana 9/14/2022

B
Texas 9/14/2022

B
Maine 9/14/2022

B
Utah 9/14/2022

B
Maryland 9/14/2022

B
Vermont 9/14/2022

B
Massachusetts 9/14/2022

B
Virgin Islands 9/14/2022

B
Michigan 9/14/2022

B
Virginia 9/14/2022

B
Minnesota 9/14/2022

B
Washington 9/14/2022

B
Mississippi 9/14/2022

B
West Virginia 9/14/2022

B
Missouri 9/14/2022

B
Wisconsin 9/14/2022

B
Montana 9/14/2022

B
Wyoming 9/14/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
LINCOLN HARBOR 1000 & 1200 LINCOLN HARBOR BLVD, WEEHAWKEN, NJ 07086
WOODCLIFF LAKE,, NJ
Registered with this firm since 10/11/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
LINCOLN HARBOR 1000 & 1200 LINCOLN HARBOR BLVD, WEEHAWKEN, NJ 07086
WOODCLIFF LAKE,, NJ
Registered with this firm since 9/14/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/16/2021 - 09/12/2022 WELLS FARGO SECURITIES, LLC (CRD#:126292) New York, NY
B
07/16/2019 - 08/13/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) FLORHAM PARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.