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LAURA KACZOR STEVENS
LAURA M KACZOR, LAURA MARIE KACZOR
CRD#: 5791870
IA
B
FIFTH THIRD SECURITIES, INC.CRD#: 628 3008 BELSHIRE VILLAGE DR
SPRING HILL, TN 37174
SPRING HILL, TN 37174
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Arizona 6/6/2023
B
Michigan 11/19/2020
B
Colorado 10/30/2023
B
North Carolina 2/13/2020
B
Delaware 11/19/2020
B
Ohio 4/1/2015
B
Florida 2/3/2017
B
Oregon 11/19/2020
B
Georgia 12/26/2023
B
Pennsylvania 10/10/2013
B
Illinois 11/12/2013
B
South Carolina 2/13/2020
B
Indiana 11/6/2015
B
Tennessee 10/10/2013
B
Kentucky 9/20/2018
IA
Tennessee 10/10/2013
B
Maryland 11/16/2015
B
Virginia 11/19/2020
B
Massachusetts 2/11/2021
B
Washington 11/12/2013
IA
Michigan 2/21/2019
SRO Registrations
B
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IA
Registered with this firm since 10/10/2013
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Registered with this firm since 10/10/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2012 - 10/16/2013 | BRENTWOOD, TN | |
B | 07/27/2012 - 10/16/2013 | BRENTWOOD, TN | |
IA | 08/09/2010 - 07/19/2012 | NASHVILLE, TN | |
B | 07/08/2010 - 07/19/2012 | NASHVILLE, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.