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Detailed Report
ADAM BENJAMIN GORDON
ADAM B GORDON
CRD#: 5791841
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 29800 TELEGRAPH ROAD
SOUTHFIELD, MI 48034
Registration History
201220142016201820202022202420262 FIRMS2020 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - 2020 (9 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2013 - 2020 (7 years)
License(s)

State Registrations

B
Alabama 7/1/2022
IA
Montana 4/2/2020
IA
Alabama 7/1/2022
B
Nevada 6/21/2022
B
Arizona 9/19/2022
IA
Nevada 6/29/2022
IA
Arizona 10/5/2022
B
New Hampshire 4/1/2020
B
California 2/15/2023
IA
New Hampshire 4/1/2020
IA
California 2/15/2023
B
North Carolina 9/27/2023
B
Colorado 4/1/2020
IA
North Carolina 9/27/2023
IA
Colorado 4/1/2020
B
Ohio 1/15/2021
B
Connecticut 2/16/2024
IA
Ohio 1/15/2021
IA
Connecticut 2/16/2024
B
Pennsylvania 6/7/2021
B
Florida 12/14/2022
IA
Pennsylvania 6/7/2021
IA
Florida 12/15/2022
B
South Carolina 9/10/2024
B
Georgia 3/25/2022
IA
South Carolina 9/10/2024
IA
Georgia 3/28/2022
B
Texas 4/1/2020
B
Illinois 4/1/2020
IA
Texas 4/1/2020
IA
Illinois 4/1/2020
B
Utah 1/14/2021
B
Indiana 4/1/2020
IA
Utah 1/19/2021
IA
Indiana 4/1/2020
B
Vermont 4/1/2020
B
Massachusetts 4/1/2020
IA
Vermont 4/2/2020
IA
Massachusetts 6/9/2020
B
Virginia 4/1/2020
B
Michigan 4/1/2020
IA
Virginia 4/1/2020
IA
Michigan 4/1/2020
B
Washington 6/7/2021
B
Missouri 4/1/2020
IA
Washington 6/7/2021
IA
Missouri 4/1/2020
B
Wisconsin 8/3/2021
B
Montana 4/1/2020
IA
Wisconsin 8/3/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
29800 TELEGRAPH ROAD, SOUTHFIELD, MI 48034
Registered with this firm since 4/1/2020
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
29800 TELEGRAPH ROAD, SOUTHFIELD, MI 48034
Registered with this firm since 4/1/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/25/2013 - 04/15/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) TROY, MI
B
 03/08/2011 - 04/15/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) TROY, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.