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Detailed Report
RANDALL EDWARD PORTER
RANDY EDWARD PORTER MR., RANDY PORTER
CRD#: 5790880
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 490 NORTH 31 ST STREET
SUITE 217
BILLINGS, MT 59101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2013 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2016 - 2023 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2016 - 2024 (7 years)
Disclosure(s)
View By:
3/9/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 8/25/2023
IA
Montana 8/29/2023
B
Arizona 8/25/2023
B
North Dakota 8/25/2023
B
Colorado 2/29/2024
B
Oregon 8/25/2023
B
Florida 8/25/2023
B
Texas 8/25/2023
B
Idaho 8/25/2023
IA
Texas 12/5/2023
B
Montana 8/29/2023
B
Washington 8/25/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
490 NORTH 31 ST STREET SUITE 217, BILLINGS, MT 59101
Registered with this firm since 8/29/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
490 NORTH 31 ST STREET SUITE 217, BILLINGS, MT 59101
Registered with this firm since 8/25/2023
Previous Registration(s)
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IA
 11/30/2016 - 02/01/2024 LPL FINANCIAL LLC (CRD#:6413) BILLINGS, MT
B
 11/29/2016 - 09/11/2023 LPL FINANCIAL LLC (CRD#:6413) BILLINGS, MT
IA
 04/18/2014 - 11/30/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) BILLINGS, MT
B
 04/18/2014 - 11/29/2016 CETERA INVESTMENT SERVICES LLC (CRD#:15340) BILLINGS, MT
IA
 09/13/2011 - 08/14/2013 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) BOZEMAN, MT
B
 09/12/2011 - 08/09/2013 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) BOZEMAN, MT
IA
 08/05/2010 - 07/08/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BOZEMAN, MT
B
 08/05/2010 - 07/08/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BOZEMAN, MT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.