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Detailed Report
MATTHEW JAMES PETTEYS
MATTHEW J PETTEYS, MATTHEW PETTEYS
CRD#: 5789234
IA
Investment Adviser
B
Broker
FIDELITY INSTITUTIONAL WEALTH ADVISER LLCCRD#: 301896 FOXBOROUGH, MA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 245 SUMMER STREET
BOSTON, MA 02210
Registration History
201020122014201620182020202220242026IAFIDELITY INSTITUTIONAL WEALTH ... (CRD# 301896)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (10 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2014 - Present (10 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - 2011 (<1 year)
License(s)

State Registrations

B
Massachusetts 12/24/2014
B
Texas 10/13/2020
IA
Massachusetts 10/19/2020
IA
Texas 10/13/2020
B
Rhode Island 2/4/2015

SRO Registrations

B
 Cboe C2 Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC (CRD#:301896)
FOXBOROUGH, MA
245 SUMMER STREET, BOSTON, MA 02210-1129
Registered with this firm since 10/13/2020
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
245 SUMMER STREET, BOSTON, MA 02210
FOXBOROUGH, MA
Registered with this firm since 2/4/2015
B
NATIONAL FINANCIAL SERVICES LLC (CRD#:13041)
245 SUMMER STREET, BOSTON, MA 02210
FOXBOROUGH, MA
Registered with this firm since 10/9/2014
Previous Registration(s)
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B
 10/21/2010 - 03/18/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.