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Fabio Luis Rios Nogales Garces
FABIO RIOS, FABIO LUIS RIOS NOGALES, FABIO LUIS RIOS-NOGALES, FABIO LUIS RIOS-NOGALES GARCES
CRD#: 5788772
IA
Investment Adviser
B
Broker
BANCO DO BRASIL SECURITIES LLCCRD#: 132701 701 BRICKELL AVE,
SUITE 2610
MIAMI, FL 33131
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2019 (4 years)IABANCO DO BRASIL SECURITIES LLC (CRD# 132701)2022 - Present (2 years)BBANCO DO BRASIL SECURITIES LLC (CRD# 132701)2020 - Present (4 years)BMORA WM SECURITIES (CRD# 158599)2014 - 2015 (<1 year)BE.S. FINANCIAL SERVICES, INC. (CRD# 104316)2014 - 2014 (<1 year)
License(s)

State Registrations

IA
Florida 9/7/2022

B
New York 9/28/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BANCO DO BRASIL SECURITIES LLC (CRD#:132701)
701 BRICKELL AVE, SUITE 2610, MIAMI, FL 33131
701 BRICKELL AVENUE , SUITE 2610, MIAMI, FL 33131
Registered with this firm since 9/7/2022

B
BANCO DO BRASIL SECURITIES LLC (CRD#:132701)
701 BRICKELL AVE, SUITE 2610, MIAMI, FL 33131
701 BRICKELL AVENUE , SUITE 2610, MIAMI, FL 33131
Registered with this firm since 9/28/2020

Previous Registration(s)
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IA
10/27/2015 - 08/19/2019 BRICKELL GLOBAL ADVISORY, INC. (CRD#:156643) MIAMI, FL
B
03/05/2015 - 08/19/2019 BRICKELL GLOBAL MARKETS, INC. (CRD#:104316) MIAMI, FL
B
12/02/2014 - 02/25/2015 MORA WM SECURITIES (CRD#:158599) MIAMI, FL
B
05/20/2014 - 11/24/2014 E.S. FINANCIAL SERVICES, INC. (CRD#:104316) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.