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Detailed Report
David A. Schneider
DAVID A SCHNEIDER
CRD#: 5788527
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 90 Grove Street
Ridgefield, CT 06877
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2020 (6 years)2 FIRMS2020 - Present (4 years)BITG INC. (CRD# 29299)2012 - 2012 (<1 year)BGLEACHER & COMPANY SECURITIES,... (CRD# 298)2010 - 2011 (1 year)BBROADPOINT AMTECH, INC. (CRD# 121456)2010 - 2010 (<1 year)
Disclosure(s)
View By:
4/3/2023
Customer Dispute
Settled
7/26/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/5/2020
B
Nebraska 7/27/2020
B
Arizona 8/3/2020
B
New Hampshire 7/2/2020
B
California 7/2/2020
B
New Jersey 7/2/2020
B
Colorado 7/17/2020
B
New Mexico 7/2/2020
B
Connecticut 7/2/2020
B
New York 7/2/2020
IA
Connecticut 7/2/2020
IA
New York 3/15/2022
B
Delaware 8/3/2020
B
North Carolina 7/2/2020
B
District of Columbia 8/13/2020
B
Ohio 7/28/2020
B
Florida 8/3/2020
B
Pennsylvania 7/2/2020
B
Georgia 7/2/2020
B
Rhode Island 7/2/2020
B
Hawaii 8/4/2020
B
South Carolina 7/2/2020
B
Illinois 7/2/2020
B
South Dakota 7/2/2020
B
Kansas 12/11/2024
B
Tennessee 7/2/2020
B
Maine 8/17/2020
B
Texas 7/2/2020
B
Maryland 7/2/2020
IA
Texas 7/2/2020
B
Massachusetts 8/11/2020
B
Utah 7/27/2020
B
Michigan 7/27/2020
B
Vermont 10/26/2020
B
Minnesota 8/5/2020
B
Virginia 7/2/2020
B
Mississippi 7/2/2020
B
Washington 7/27/2020
B
Missouri 7/2/2020
B
Wisconsin 7/27/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
90 Grove Street, Ridgefield, CT 06877
Registered with this firm since 7/2/2020
B
MORGAN STANLEY (CRD#:149777)
90 Grove Street, Ridgefield, CT 06877
Registered with this firm since 7/2/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/20/2013 - 07/27/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
 11/19/2013 - 07/27/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
IA
 04/05/2013 - 11/15/2013 MORGAN STANLEY (CRD#:149777) STAMFORD, CT
B
 03/20/2013 - 11/15/2013 MORGAN STANLEY (CRD#:149777) STAMFORD, CT
B
 01/09/2012 - 12/31/2012 ITG INC. (CRD#:29299) NEW YORK, NY
B
 06/17/2010 - 09/09/2011 GLEACHER & COMPANY SECURITIES, INC. (CRD#:298) NEW YORK, NY
B
 05/20/2010 - 06/25/2010 BROADPOINT AMTECH, INC. (CRD#:121456) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.