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Detailed Report
Andrew J Witherell
ANDREW JAMES WITHERELL, Andrew Witherell
CRD#: 5788465
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2305 HIGHWAY 44 WEST
INVERNESS, FL 34453
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2015 (3 years)2 FIRMS2023 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2010 - 2011 (1 year)IAMODERA WEALTH MANAGEMENT, LLC (CRD# 155649)2015 - 2017 (2 years)
License(s)

State Registrations

B
Alabama 4/16/2024
B
Michigan 8/21/2024
B
Arizona 5/21/2024
B
Montana 4/16/2024
B
Arkansas 4/16/2024
B
New York 4/16/2024
B
California 4/16/2024
B
North Carolina 4/16/2024
B
Florida 11/1/2023
B
Oregon 4/16/2024
IA
Florida 11/2/2023
B
Pennsylvania 12/4/2024
B
Georgia 1/2/2024
B
South Carolina 9/26/2024
B
Maryland 4/16/2024
B
Virginia 4/16/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2305 HIGHWAY 44 WEST, INVERNESS, FL 34453
Registered with this firm since 11/2/2023
B
EDWARD JONES (CRD#:250)
2305 HIGHWAY 44 WEST, INVERNESS, FL 34453
Registered with this firm since 10/9/2023
Previous Registration(s)
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IA
 05/07/2015 - 10/27/2017 MODERA WEALTH MANAGEMENT, LLC (CRD#:155649) INVERNESS, FL
IA
 10/13/2011 - 04/30/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) SPRING HILL, FL
B
 10/12/2011 - 04/30/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) SPRING HILL, FL
B
 05/19/2010 - 10/03/2011 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.