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Daniel Martinez
CRD#: 5787568
IA
Investment Adviser
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Broker
OSAIC WEALTH, INC.CRD#: 23131 877 EXECUTIVE CENTER DRIVE WEST
ST. PETERSBURG, FL 33702
Registration History
2010201220142016201820202022202420262 FIRMS2019 - 2023 (4 years)2 FIRMS2019 - Present (5 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2019 - 2024 (4 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2016 - 2018 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2017 - 2018 (<1 year)
Disclosure(s)
View By:
6/19/2018
Criminal
Final Disposition
10/25/2013
Employment Separation After Allegations
License(s)

State Registrations

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Florida 8/27/2019

IA
Florida 8/27/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
877 EXECUTIVE CENTER DRIVE WEST, ST. PETERSBURG, FL 33702
ST. PETERSBURG, FL
Registered with this firm since 8/27/2019

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OSAIC WEALTH, INC. (CRD#:23131)
877 EXECUTIVE CENTER DRIVE WEST, ST. PETERSBURG, FL 33702
ST. PETERSBURG, FL
Registered with this firm since 6/25/2019

Previous Registration(s)
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06/25/2019 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ST. PETERSBURG, FL
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06/25/2019 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) ST. PETERSBURG, FL
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06/25/2019 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) ST. PETERSBURG, FL
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11/08/2017 - 07/19/2018 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) TAMPA, FL
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05/20/2016 - 07/19/2018 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) TAMPA, FL
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10/01/2012 - 11/14/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) TAMPA, FL
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07/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TAMPA, FL
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.