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JAMES CUOCO
JAMES J CUOCO, JAMES JOSEPH CUOCO
CRD#: 5786555
IA
Investment Adviser
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Broker
CITIZENS SECURITIES, INC.CRD#: 39550 2191 BROAD STREET
MAILSTOP: RI-023
CRANSTON, RI 02905
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

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Arizona 1/18/2024

B
New Hampshire 2/9/2022

B
Connecticut 10/19/2012

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New Hampshire 2/15/2022

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Connecticut 1/2/2020

B
New York 5/19/2021

B
Florida 10/19/2012

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New York 6/3/2021

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Florida 1/3/2020

B
Rhode Island 10/19/2012

B
Georgia 8/2/2024

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Rhode Island 10/19/2012

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Georgia 8/5/2024

B
Virginia 1/4/2021

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Massachusetts 10/19/2012

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Virginia 1/5/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CITIZENS SECURITIES, INC. (CRD#:39550)
2191 BROAD STREET MAILSTOP: RI-023, CRANSTON, RI 02905
965 COUNTY ROAD MS: RI-009, BARRINGTON, RI 02915
Registered with this firm since 10/19/2012

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CITIZENS SECURITIES, INC. (CRD#:39550)
2191 BROAD STREET MAILSTOP: RI-023, CRANSTON, RI 02905
965 COUNTY ROAD MS: RI-009, BARRINGTON, RI 02915
Registered with this firm since 10/19/2012

Previous Registration(s)
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10/11/2010 - 09/24/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
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08/09/2010 - 09/24/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PROVIDENCE, RI
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.