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Detailed Report
Nora Angelica Rodriguez
NORA RODRIGUEZ
CRD#: 5786285
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 9133 W THUNDERBIRD ROAD
SUITE 104
PEORIA, AZ 85381
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 6/28/2010
B
Missouri 7/11/2019
IA
Arizona 7/12/2010
B
Montana 10/28/2010
B
Arkansas 3/2/2023
B
Nevada 7/15/2013
B
California 8/27/2010
B
New Jersey 11/15/2017
B
Colorado 10/7/2010
B
New Mexico 10/6/2022
B
Hawaii 1/8/2025
B
North Carolina 10/10/2016
B
Idaho 3/15/2022
B
Ohio 6/10/2020
B
Illinois 6/26/2019
B
Oregon 10/30/2018
B
Kansas 7/22/2015
B
Pennsylvania 5/29/2014
B
Louisiana 1/28/2025
B
Texas 5/17/2023
B
Maine 4/18/2022
IA
Texas 5/22/2023
B
Maryland 1/15/2025
B
Utah 1/25/2016
B
Massachusetts 4/21/2023
B
Virginia 11/3/2017
B
Michigan 6/6/2023
B
Washington 10/7/2010
B
Minnesota 2/1/2012
B
Wisconsin 7/15/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
9133 W THUNDERBIRD ROAD SUITE 104, PEORIA, AZ 85381
Registered with this firm since 7/12/2010
B
EDWARD JONES (CRD#:250)
9133 W THUNDERBIRD ROAD SUITE 104, PEORIA, AZ 85381
Registered with this firm since 6/14/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.