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Joseph Andrew Firth
JOSEPH ANDREW FIRTH, Joseph Firth
CRD#: 5783404
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 CRESCENT CT
PBIG - DALLAS PRIVATE WEALTH
DALLAS, TX 75201
Registration History
20122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - Present (6 years)BDLS CAPITAL PARTNERS, INC. (CRD# 37155)2016 - 2017 (<1 year)BDLS CAPITAL PARTNERS, INC. (CRD# 37155)2011 - 2015 (3 years)
License(s)

State Registrations

B
Arizona 2/13/2019

B
Missouri 2/13/2019

B
California 2/13/2019

B
Nevada 7/21/2021

B
Colorado 2/13/2019

B
New Mexico 2/13/2019

B
Connecticut 2/13/2019

B
New York 2/5/2020

B
Florida 2/13/2019

B
North Carolina 2/13/2019

B
Georgia 10/25/2024

B
Oklahoma 10/25/2024

B
Idaho 10/13/2023

B
Tennessee 2/13/2019

B
Illinois 1/10/2025

B
Texas 2/7/2019

B
Louisiana 10/25/2024

IA
Texas 2/7/2019

B
Maryland 10/25/2024

B
Washington 12/20/2022

B
Massachusetts 2/13/2019

B
Wyoming 5/3/2022

B
Michigan 5/3/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Registered with this firm since 2/7/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Registered with this firm since 11/20/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/17/2016 - 04/24/2017 DLS CAPITAL PARTNERS, INC. (CRD#:37155) DALLAS, TX
B
07/04/2011 - 01/02/2015 DLS CAPITAL PARTNERS, INC. (CRD#:37155) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.