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SAM FATHY GHALY
SAMEH F GHALY
CRD#: 5782637
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Investment Adviser
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Previous Broker
SANTA MONICA WEALTH MANAGEMENT, LLCCRD#: 298174 HOUSTON, TX
Registration History
201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2018 (4 years)IASANTA MONICA WEALTH MANAGEMENT... (CRD# 298174)2018 - Present (6 years)BNYLIFE SECURITIES LLC (CRD# 5167)2011 - 2012 (<1 year)
License(s)

State Registrations

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Texas 10/2/2018

Current Registration(s)
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SANTA MONICA WEALTH MANAGEMENT, LLC (CRD#:298174)
HOUSTON, TX
2100 W. Loop S. Suite 800, Houston, TX 77027
Registered with this firm since 10/2/2018

Previous Registration(s)
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07/17/2014 - 10/09/2018 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Houston, TX
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07/17/2014 - 10/09/2018 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) HOUSTON, TX
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06/18/2012 - 07/29/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
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02/22/2012 - 07/29/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
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07/15/2011 - 02/28/2012 NYLIFE SECURITIES LLC (CRD#:5167) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
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