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RAYMOND WAI LEE
CRD#: 5782628
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 8250 WHITE OAK AVE.
SUITE 103
RANCHO CUCAMONGA, CA 91730
Registration History
201020122014201620182020202220242026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2016 - Present (8 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2010 - 2012 (1 year)
License(s)

State Registrations

B
California 1/6/2012

IA
California 9/15/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
8250 WHITE OAK AVE. SUITE 103, RANCHO CUCAMONGA, CA 91730
Registered with this firm since 9/15/2016

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
8250 WHITE OAK AVE. SUITE 103, RANCHO CUCAMONGA, CA 91730
Registered with this firm since 1/6/2012

Previous Registration(s)
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05/13/2010 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) RANCHO CUCAMONGA, CA
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B
Broker
IA
Investment Adviser
Disclosures
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