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Stephen Warren
STEPHEN GARNETT WARREN
CRD#: 5782386
IA
Investment Adviser
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Previous Broker
SERAPHIM WEALTH ADVISORS, INC.CRD#: 309457 2727 PACES FERRY ROAD SE
SUITE 750
ATLANTA, GA 30339
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2020 (<1 year)IASERAPHIM WEALTH ADVISORS, INC. (CRD# 309457)2020 - Present (4 years)
License(s)

State Registrations

IA
Georgia 8/18/2020

IA
Texas 2/2/2022

Current Registration(s)
IA
SERAPHIM WEALTH ADVISORS, INC. (CRD#:309457)
2727 PACES FERRY ROAD SE SUITE 750, ATLANTA, GA 30339
Registered with this firm since 8/18/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/23/2019 - 08/21/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Atlanta, GA
B
12/13/2019 - 08/21/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Atlanta, GA
IA
08/06/2018 - 10/30/2019 EDWARD JONES (CRD#:250) Atlanta, GA
B
07/25/2018 - 10/30/2019 EDWARD JONES (CRD#:250) Atlanta, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.