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Detailed Report
STEPHEN DONALD TODD
CRD#: 5782319
IA
Investment Adviser
B
Broker
THE WEALTH CONSULTING GROUPCRD#: 173194 6800 College Blvd. Suite 630
Overland Park, KS 66211
LPL FINANCIAL LLCCRD#: 6413 6800 COLLEGE BLVD STE 630
OVERLAND PARK, KS 66211-1564
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2017 (3 years)IATHE WEALTH CONSULTING GROUP (CRD# 173194)2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)IAV WEALTH ADVISORS LLC (CRD# 153278)2017 - 2023 (6 years)
License(s)

State Registrations

B
Colorado 10/11/2021
IA
Kansas 7/14/2023
B
Florida 3/25/2022
B
Missouri 5/8/2017
B
Kansas 5/8/2017
B
Oklahoma 5/8/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE WEALTH CONSULTING GROUP (CRD#:173194)
6800 College Blvd. Suite 630, Overland Park, KS 66211
Registered with this firm since 7/14/2023
B
LPL FINANCIAL LLC (CRD#:6413)
6800 COLLEGE BLVD STE 630, OVERLAND PARK, KS 66211-1564
Registered with this firm since 5/8/2017
Previous Registration(s)
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IA
 05/09/2017 - 12/31/2023 V WEALTH ADVISORS LLC (CRD#:153278) OVERLAND PARK, KS
IA
 11/27/2013 - 05/09/2017 WADDELL & REED (CRD#:866) LEAWOOD, KS
B
 11/27/2013 - 05/09/2017 WADDELL & REED (CRD#:866) LEAWOOD, KS
IA
 08/17/2011 - 12/05/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEAWOOD, KS
B
 08/17/2011 - 12/05/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEAWOOD, KS
IA
 07/02/2010 - 08/26/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) OVERLAND PARK, KS
B
 06/03/2010 - 08/26/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.