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CARLOS MIGUEL MARTINEZ Jr
CARLOS MIGUEL MARTINEZ, CARLOS MARTINEZ
CRD#: 5781741
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 422 POST RD E
WESTPORT, CT 06880
Registration History
202220232024202520262 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
1/10/2022
Financial
Final
License(s)

State Registrations

B
Connecticut 9/23/2022

IA
Connecticut 9/23/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
422 POST RD E, WESTPORT, CT 06880
Registered with this firm since 9/23/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
422 POST RD E, WESTPORT, CT 06880
Registered with this firm since 8/1/2022

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.