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TODD RICHARD HELFRICH
Todd Helfrich
CRD#: 5781641
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
2010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2018 (7 years)
License(s)

State Registrations

B
Arizona 4/9/2018

B
Nebraska 4/9/2018

B
California 4/9/2018

B
Nevada 6/5/2024

B
Colorado 4/9/2018

B
New Hampshire 9/14/2021

B
Connecticut 9/27/2019

B
New Jersey 5/18/2023

B
District of Columbia 11/4/2019

B
New York 4/9/2018

B
Florida 4/9/2018

B
Pennsylvania 11/3/2022

B
Illinois 4/9/2018

B
Tennessee 10/26/2020

IA
Illinois 4/24/2018

B
Texas 4/9/2018

B
Indiana 4/9/2018

IA
Texas 4/23/2018

B
Iowa 4/9/2018

B
Virgin Islands 4/9/2018

B
Kansas 4/9/2018

B
Virginia 4/9/2018

B
Kentucky 4/9/2018

B
Washington 7/15/2024

B
Massachusetts 10/30/2019

B
Wisconsin 4/9/2018

B
Michigan 4/9/2018

B
Wyoming 2/28/2022

B
Missouri 4/9/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Lake Bluff, IL
Registered with this firm since 4/23/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Lake Bluff, IL
Registered with this firm since 4/9/2018

Previous Registration(s)
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B
06/16/2010 - 04/13/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.