Individual Firm
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ADRIANA M PEREZ
ADRIANA M GONZALEZ, ADRIANA GONZALEZ, ADRIANNA M PEREZ
CRD#: 5781158
IA
B
BOLTON GLOBAL ASSET MANAGEMENTCRD#: 129376 55 WESTON ROAD
SUITE 301
WESTON, FL 33326
SUITE 301
WESTON, FL 33326
BOLTON GLOBAL CAPITALCRD#: 15650 55 Weston Road
Suite 301
Weston, FL 33326
Suite 301
Weston, FL 33326
View By:
8/12/2021
Customer Dispute
Closed-No Action
State Registrations
B
Florida 8/23/2021
B
New York 8/25/2021
IA
Florida 12/8/2022
B
Texas 8/25/2021
SRO Registrations
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/8/2022
B
Registered with this firm since 8/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/26/2019 - 08/25/2021 | WESTON, FL | |
B | 04/26/2019 - 08/25/2021 | WESTON, FL | |
IA | 09/10/2014 - 04/22/2019 | FORT LAUDERDALE, FL | |
B | 09/08/2014 - 04/22/2019 | FORT LAUDERDALE, FL | |
IA | 12/04/2013 - 09/08/2014 | MIAMI, FL | |
B | 09/18/2013 - 09/08/2014 | MIAMI, FL | |
B | 09/18/2013 - 08/12/2014 | MIAMI, FL | |
IA | 09/28/2011 - 10/02/2013 | MIAMI, FL | |
B | 04/11/2011 - 10/02/2013 | MIAMI, FL | |
B | 11/18/2010 - 04/04/2011 | AVENTURA, FL |
FORT LAUDERDALE, FL
09/10/2014 - 04/22/2019
FORT LAUDERDALE, FL
09/08/2014 - 04/22/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.