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Detailed Report
Sam Gene Anderson Jr
GENE ANDERSON, SAM EUGENE ANDERSON JR, SAM EUGENE ANDERSON, SAM ANDERSON
CRD#: 5779331
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5401 NETHERBY LANE SUITE 101
NORTH CHARLESTON, SC 29420
Registration History
201220142016201820202022202420262 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (1 year)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2016 - 2022 (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2014 - 2015 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2014 (1 year)IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Delaware 2/16/2024
IA
South Carolina 2/16/2024
B
Georgia 2/16/2024
B
Tennessee 5/6/2024
B
Maryland 6/20/2024
B
Texas 9/6/2024
B
Michigan 2/16/2024
IA
Texas 9/16/2024
B
North Carolina 2/16/2024
B
Virginia 2/16/2024
B
South Carolina 2/16/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5401 NETHERBY LANE SUITE 101, NORTH CHARLESTON, SC 29420
Registered with this firm since 2/16/2024
B
EDWARD JONES (CRD#:250)
5401 NETHERBY LANE SUITE 101, NORTH CHARLESTON, SC 29420
Registered with this firm since 1/18/2024
Previous Registration(s)
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IA
 07/06/2022 - 01/24/2024 PRINCIPAL SECURITIES, INC. (CRD#:1137) N CHARLESTON, SC
B
 07/01/2022 - 01/24/2024 PRINCIPAL SECURITIES, INC. (CRD#:1137) N CHARLESTON, SC
IA
 04/12/2022 - 06/15/2022 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Summerville, SC
B
 01/07/2016 - 06/15/2022 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Summerville, SC
B
 04/15/2014 - 12/31/2015 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) COLUMBIA, SC
B
 08/13/2012 - 01/29/2014 NYLIFE SECURITIES LLC (CRD#:5167) N CHARLESTON, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.