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TIMOTHY KYLE BROOKSHIRE
TIM BROOKSHIRE
CRD#: 5779228
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4200 Westheimer Rd
Suite 100
Houston, TX 77027
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2011 - 2024 (12 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2013 - 2023 (10 years)IATD AMERITRADE, INC. (CRD# 7870)2013 - 2022 (9 years)
License(s)

State Registrations

B
Alabama 1/26/2022

B
New Mexico 1/26/2023

B
Arkansas 1/26/2022

B
New York 1/26/2022

B
California 1/26/2022

B
North Carolina 5/11/2024

B
Colorado 1/26/2022

B
Ohio 1/26/2022

B
Connecticut 1/26/2022

B
Oklahoma 1/26/2022

B
Florida 1/26/2022

B
Oregon 3/18/2022

B
Georgia 1/26/2022

B
Pennsylvania 2/14/2022

B
Idaho 9/19/2024

B
Rhode Island 1/26/2022

B
Maryland 10/25/2024

B
South Carolina 1/26/2022

B
Massachusetts 2/28/2022

B
Tennessee 1/26/2022

B
Minnesota 2/12/2025

B
Texas 1/26/2022

B
Mississippi 1/26/2022

IA
Texas 1/26/2022

B
Montana 1/26/2022

B
Utah 1/31/2022

B
New Hampshire 1/26/2022

B
Virginia 2/17/2022

B
New Jersey 1/26/2022

B
Washington 1/26/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4200 Westheimer Rd Suite 100, Houston, TX 77027
Registered with this firm since 1/26/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4200 Westheimer Rd Suite 100, Houston, TX 77027
Registered with this firm since 1/26/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/24/2011 - 05/11/2024 TD AMERITRADE, INC. (CRD#:7870) HOUSTON, TX
IA
01/03/2013 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) HOUSTON, TX
IA
01/03/2013 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.