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XAVIER MENDOZA JR
XAVI MENDOZA, XAVIER MENDOZA
CRD#: 5777630
IA
Investment Adviser
B
Broker
OCTAVIA WEALTH ADVISORS LLCCRD#: 306909 7676 Hazard Center Drive
Suite 1550
San Diego, CA 92108
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 7676 Hazard Center Drive
Suite 1550
San Diego, CA 92108
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2020 (10 years)IAOCTAVIA WEALTH ADVISORS LLC (CRD# 306909)2020 - Present (4 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2021 - Present (4 years)
License(s)

State Registrations

IA
California 12/4/2020

IA
Texas 12/4/2020

B
California 1/20/2021

B
Texas 1/20/2021

B
Nevada 12/14/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OCTAVIA WEALTH ADVISORS LLC (CRD#:306909)
7676 Hazard Center Drive Suite 1550, San Diego, CA 92108
Registered with this firm since 12/4/2020

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
7676 Hazard Center Drive Suite 1550, San Diego, CA 92108
Registered with this firm since 1/20/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2010 - 12/16/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
B
09/23/2010 - 12/16/2020 EQUITABLE ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.