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Detailed Report
SEAN CHRISTOPHER MCQUEEN
CRD#: 5775378
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 9695 MAIN ST
ST A
FAIRFAX, VA 22031
CETERA ADVISOR NETWORKS LLCCRD#: 13572 9695 Main Street
Suite A
Fairfax, VA 22031
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2010 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2016 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2012 - 2016 (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2012 (<1 year)IAFIRST COMMAND ADVISORY SERVICES (CRD# 281958)2015 - 2016 (1 year)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2012 - 2015 (3 years)
Disclosure(s)
View By:
9/2/2020
Judgment / Lien
9/2/2020
Judgment / Lien
5/25/2016
Financial
Final
5/25/2015
Financial
Final
License(s)

State Registrations

B
Maryland 8/10/2023
IA
Virginia 8/10/2023
B
Virginia 8/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
9695 Main Street Suite A, Fairfax, VA 22031
Fairfax, VA
Registered with this firm since 8/10/2023
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
9695 MAIN ST ST A, FAIRFAX, VA 22031
Fairfax, VA
Registered with this firm since 8/10/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/09/2016 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Fairfax, VA
B
 12/09/2016 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Fairfax, VA
IA
 12/15/2015 - 12/07/2016 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) FORT WORTH, TX
B
 10/25/2012 - 12/07/2016 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) FAIRFAX, VA
IA
 10/22/2012 - 12/15/2015 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) FAIRFAX, VA
B
 05/30/2012 - 10/08/2012 NYLIFE SECURITIES LLC (CRD#:5167) BETHESDA, MD
IA
 01/11/2011 - 05/21/2012 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) FAIRFAX, VA
B
 01/11/2011 - 05/21/2012 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) FAIRFAX, VA
IA
 05/24/2010 - 10/15/2010 EDWARD JONES (CRD#:250) FAIRFAX, VA
B
 05/10/2010 - 10/15/2010 EDWARD JONES (CRD#:250) FAIRFAX, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.