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Detailed Report
Rita Callen Bliven
Rita Cass Callen, Rita Callen
CRD#: 5774884
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 6001 GATEWAY CENTER DRIVE
SUITE 107
KANNAPOLIS, NC 28081
Registration History
2010201220142016201820202022202420262 FIRMS2020 - Present (5 years)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2013 - 2020 (6 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2010 - 2012 (2 years)IAFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Alaska 8/10/2020
B
New York 11/18/2020
B
California 1/30/2025
B
North Carolina 2/25/2020
B
Colorado 1/30/2025
IA
North Carolina 2/25/2020
B
Florida 3/4/2022
B
Ohio 3/4/2022
B
Georgia 9/2/2022
B
Pennsylvania 8/11/2020
B
Idaho 1/30/2025
B
South Carolina 8/24/2020
B
Kentucky 2/26/2025
B
Tennessee 1/30/2025
B
Louisiana 1/30/2025
B
Texas 1/30/2025
B
Maryland 10/1/2020
IA
Texas 1/30/2025
B
Michigan 1/30/2025
B
Vermont 1/30/2025
B
Mississippi 1/30/2025
B
Virginia 5/6/2022
B
Missouri 1/30/2025
B
Washington 1/30/2025
B
Montana 1/30/2025
B
West Virginia 3/10/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
6001 GATEWAY CENTER DRIVE SUITE 107, KANNAPOLIS, NC 28081
Registered with this firm since 2/25/2020
B
EDWARD JONES (CRD#:250)
6001 GATEWAY CENTER DRIVE SUITE 107, KANNAPOLIS, NC 28081
Registered with this firm since 2/24/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/03/2019 - 02/03/2020 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) Charlotte, NC
B
 06/24/2013 - 02/03/2020 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) Charlotte, NC
B
 04/05/2010 - 07/19/2012 FIFTH THIRD SECURITIES, INC. (CRD#:628) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.