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Adam Kwiecinski
ADAM TYLER KWIECINSKI, ADAM KWIECINSKI
CRD#: 5774600
IA
B
EDWARD JONESCRD#: 250 12010 Donner Pass Rd 101
TRUCKEE, CA 96161-0446
TRUCKEE, CA 96161-0446
0
Disclosures
14
Years of Experience
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State Registrations
B
California 7/6/2022
B
Nevada 6/21/2023
IA
California 7/6/2022
B
Ohio 9/23/2016
B
Florida 12/20/2017
B
Oregon 12/14/2021
B
Illinois 9/23/2016
B
Utah 10/4/2023
B
Indiana 7/17/2017
B
Washington 2/7/2024
B
Kentucky 9/23/2016
B
Wisconsin 10/24/2019
B
Michigan 3/4/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/23/2016
B
Registered with this firm since 9/23/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/20/2014 - 09/20/2016 | CINCINNATI, OH | |
B | 03/20/2014 - 09/20/2016 | CINCINNATI, OH | |
IA | 08/17/2012 - 01/06/2014 | CINCINNATI, OH | |
B | 08/17/2012 - 01/06/2014 | CINCINNATI, OH | |
IA | 07/27/2011 - 08/21/2012 | CINCINNATI, OH | |
B | 12/22/2010 - 08/21/2012 | CINCINNATI, OH |
CINCINNATI, OH
07/27/2011 - 08/21/2012
CINCINNATI, OH
12/22/2010 - 08/21/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.