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AMI SHAH
CRD#: 5773938
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
L3-20
HOUSTON, TX 77019
Registration History
20142015201620172018201920202021202220232024202520268 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

IA
Texas 12/21/2016

B
Texas 12/23/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019
Registered with this firm since 12/21/2016

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019
Registered with this firm since 12/23/2016

Previous Registration(s)
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IA
06/09/2014 - 12/31/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
06/09/2014 - 12/31/2015 CETERA ADVISORS LLC (CRD#:10299) EL SEGUNDO, CA
IA
06/09/2014 - 12/31/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SCHAUMBURG, IL
IA
06/09/2014 - 12/31/2015 TOWER SQUARE INVESTMENT MANAGEMENT LLC (CRD#:165436) EL SEGUNDO, CA
B
06/02/2014 - 12/31/2015 CETERA INVESTMENT SERVICES LLC (CRD#:15340) EL SEGUNDO, CA
B
05/16/2014 - 12/31/2015 CETERA ADVISORS LLC (CRD#:10299) EL SEGUNDO, CA
B
05/16/2014 - 12/31/2015 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) EL SEGUNDO, CA
B
05/09/2014 - 12/31/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.