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Detailed Report
ANDREW J. GRANT
ANDREW J GRANT
CRD#: 5773531
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE EASTON OVAL
STE 520
COLUMBUS, OH 43219
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2018 (5 years)2 FIRMS2021 - Present (3 years)BPRIVATE CLIENT SERVICES, LLC (CRD# 120222)2018 - 2020 (1 year)IAWEALTHBRIDGE CAPITAL MANAGEMEN... (CRD# 298254)2018 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 11/25/2024
B
New York 8/4/2021
B
Arizona 12/20/2022
B
North Carolina 9/13/2021
B
Florida 8/4/2021
B
Ohio 8/4/2021
B
Georgia 8/4/2021
IA
Ohio 8/4/2021
B
Hawaii 10/27/2021
B
Oregon 1/19/2022
B
Indiana 8/4/2021
B
Pennsylvania 8/4/2021
B
Louisiana 10/8/2021
B
South Dakota 3/10/2022
B
Massachusetts 8/4/2021
B
Virginia 8/4/2021
B
Michigan 8/4/2021
B
Washington 12/22/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE EASTON OVAL STE 520, COLUMBUS, OH 43219
Galena, OH
Registered with this firm since 8/4/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE EASTON OVAL STE 520, COLUMBUS, OH 43219
Galena, OH
Registered with this firm since 8/4/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/26/2018 - 09/03/2021 WEALTHBRIDGE CAPITAL MANAGEMENT, LLC (CRD#:298254) WESTERVILLE, OH
B
 08/31/2018 - 05/18/2020 PRIVATE CLIENT SERVICES, LLC (CRD#:120222) WESTERVILLE, OH
IA
 09/05/2013 - 09/04/2018 MORGAN STANLEY (CRD#:149777) COLUMBUS, OH
B
 09/05/2013 - 09/04/2018 MORGAN STANLEY (CRD#:149777) COLUMBUS, OH
IA
 10/12/2011 - 09/12/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTON, OH
B
 02/02/2011 - 09/12/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTON, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.