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RODOLFO ALEJANDRO RUIZ PARES
CRD#: 5773378
IA
Investment Adviser
B
Broker
MONEX ASSET MANAGEMENT, INC.CRD#: 148123 440 LOUISIANA STREET
SUITE 1240
HOUSTON, TX 77002
MONEX SECURITIES, INC.CRD#: 30362 440 LOUISIANA STREET, SUITE 1240
HOUSTON, TX 77002
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
California 9/8/2021

B
Texas 6/7/2010

B
Florida 9/27/2022

IA
Texas 6/16/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEX ASSET MANAGEMENT, INC. (CRD#:148123)
440 LOUISIANA STREET SUITE 1240, HOUSTON, TX 77002
Registered with this firm since 6/16/2010

B
MONEX SECURITIES, INC. (CRD#:30362)
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX 77002
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX 77002
Registered with this firm since 4/7/2010

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.