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WON SON ERDMAN
CRD#: 5773341
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 600 Waterfront Dr Ste 125
Pittsburgh, PA 15222
Pittsburgh, PA 15222
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 600 WATERFRONT DRIVE
SUITE 125
PITTSBURGH, PA 15222
SUITE 125
PITTSBURGH, PA 15222
0
Disclosures
10
Years of Experience
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State Registrations
B
California 4/18/2023
B
Oregon 7/9/2022
B
Delaware 11/22/2022
IA
Pennsylvania 5/25/2022
B
Maryland 7/27/2023
B
Pennsylvania 7/9/2022
B
New Jersey 1/6/2025
B
West Virginia 1/20/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/25/2022
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Registered with this firm since 7/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/11/2018 - 05/17/2022 | BRIDGEVILLE, PA | |
IA | 12/14/2012 - 01/14/2014 | PITTSBURGH, PA | |
B | 07/23/2010 - 01/14/2014 | PITTSBURGH, PA | |
IA | 01/27/2011 - 11/25/2011 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.