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NIXON MARC
MARC NIXON
CRD#: 5773149
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SUWANEE, GA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 SUWANEE, GA
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2010 - 2011 (<1 year)
Disclosure(s)
View By:
9/29/2020
Financial
Final
License(s)

State Registrations

B
Alabama 8/1/2023

B
Montana 8/2/2023

B
Alaska 8/11/2023

B
Nebraska 8/3/2023

B
Arizona 8/16/2023

B
Nevada 8/7/2023

B
Arkansas 8/4/2023

B
New Hampshire 8/4/2023

B
California 8/2/2023

B
New Jersey 8/2/2023

B
Colorado 8/4/2023

B
New Mexico 8/2/2023

B
Connecticut 8/2/2023

B
New York 8/2/2023

B
Delaware 8/3/2023

B
North Carolina 8/3/2023

B
District of Columbia 8/10/2023

B
North Dakota 8/7/2023

B
Florida 8/2/2023

B
Ohio 8/2/2023

B
Georgia 7/31/2023

B
Oklahoma 8/3/2023

IA
Georgia 8/11/2023

B
Oregon 8/2/2023

B
Hawaii 8/2/2023

B
Pennsylvania 8/2/2023

B
Idaho 8/2/2023

B
Puerto Rico 8/4/2023

B
Illinois 8/8/2023

B
Rhode Island 8/3/2023

B
Indiana 8/4/2023

B
South Carolina 8/3/2023

B
Iowa 8/4/2023

B
South Dakota 8/2/2023

B
Kansas 8/2/2023

B
Tennessee 8/2/2023

B
Kentucky 8/4/2023

B
Texas 8/2/2023

B
Louisiana 8/4/2023

IA
Texas 8/9/2023

B
Maine 8/2/2023

B
Utah 8/2/2023

B
Maryland 8/4/2023

B
Vermont 8/3/2023

B
Massachusetts 8/3/2023

B
Virginia 8/2/2023

B
Michigan 8/3/2023

B
Washington 8/2/2023

B
Minnesota 8/2/2023

B
West Virginia 8/3/2023

B
Mississippi 8/4/2023

B
Wisconsin 8/3/2023

B
Missouri 8/2/2023

B
Wyoming 8/4/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SUWANEE, GA
Registered with this firm since 8/9/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
SUWANEE, GA
Registered with this firm since 7/26/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/12/2019 - 06/28/2022 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Alpharetta, GA
B
07/12/2019 - 06/28/2022 E*TRADE SECURITIES LLC (CRD#:29106) Alpharetta, GA
IA
06/17/2014 - 07/03/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) BRONX, NY
B
06/16/2014 - 07/03/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) BRONX, NY
IA
11/01/2013 - 06/25/2014 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
08/20/2013 - 06/25/2014 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
10/01/2012 - 08/28/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) BROOKLYN, NY
B
09/19/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
05/23/2012 - 09/11/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
11/04/2010 - 07/13/2011 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) BROOKLYN, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.