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Carlos Mendez
CARLOS M MENDEZ, CARLOS MAGDIEL MENDEZ
CRD#: 5773122
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6400 GRAND AVENUE
GURNEE, IL 60031
Registration History
2012201420162018202020222024IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 5/1/2019

B
New York 11/2/2021

B
Arkansas 3/7/2023

B
Ohio 7/9/2021

B
California 2/23/2016

B
South Dakota 5/1/2019

B
Florida 2/23/2016

B
Tennessee 5/10/2024

B
Illinois 10/1/2012

B
Texas 6/15/2020

IA
Illinois 8/9/2018

IA
Texas 6/24/2020

B
Iowa 10/11/2022

B
Virginia 1/4/2021

B
Nevada 6/23/2020

B
Wisconsin 9/4/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6400 GRAND AVENUE, GURNEE, IL 60031
Registered with this firm since 8/9/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6400 GRAND AVENUE, GURNEE, IL 60031
Registered with this firm since 10/1/2012

Previous Registration(s)
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B
09/18/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ROUND LAKE BEACH, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.