Individual Firm
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JUAN JOSE GUEVARA
JUAN J GUEVARA
CRD#: 5772978
IA
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J.F. WILLIAMS CO., INC.CRD#: 113569 1120 LINCOLN STREET
SUITE 1603
DENVER, CO 80203
SUITE 1603
DENVER, CO 80203
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Colorado 1/29/2016
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Texas 3/18/2021
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Registered with this firm since 1/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/22/2014 - 12/09/2015 | LANCASTER, CA | |
B | 04/21/2014 - 12/09/2015 | LANCASTER, CA | |
IA | 01/08/2013 - 04/09/2014 | VAN NUYS, CA | |
B | 01/08/2013 - 04/09/2014 | VAN NUYS, CA | |
B | 11/05/2012 - 12/20/2012 | BURBANK, CA | |
IA | 10/01/2012 - 10/03/2012 | PANORAMA CITY, CA | |
B | 10/01/2012 - 10/03/2012 | PANORAMA CITY, CA | |
IA | 08/01/2011 - 10/01/2012 | PANORAMA CITY, CA | |
B | 04/13/2010 - 10/01/2012 | PANORAMA CITY, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.