• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
AL OLIVA II
ALFRED OLIVA, ALFRED OLIVA II, AL OLLIVA
CRD#: 5772077
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 12/1/2010

B
Minnesota 1/4/2011

B
Arizona 1/4/2011

B
Nebraska 8/9/2016

B
California 12/1/2010

B
New Jersey 1/4/2011

B
Colorado 1/4/2011

B
New York 11/23/2010

B
Connecticut 1/4/2011

B
North Carolina 1/4/2011

B
Florida 12/1/2010

B
Pennsylvania 1/4/2011

B
Georgia 11/17/2010

B
Rhode Island 1/4/2011

IA
Georgia 11/17/2010

B
South Carolina 1/4/2011

B
Hawaii 12/10/2020

B
Tennessee 1/4/2011

B
Idaho 1/4/2011

B
Texas 12/1/2010

B
Illinois 1/4/2011

IA
Texas 12/1/2010

B
Kansas 1/4/2011

B
Virginia 1/4/2011

B
Maine 7/29/2019

B
West Virginia 1/4/2011

B
Massachusetts 7/25/2024

B
Wisconsin 2/10/2017

B
Michigan 1/4/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 11/17/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 11/17/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/10/2010 - 09/09/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.