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Detailed Report
TAYLOR ROSEMARY WAGNER
TAYLOR R WAGNER
CRD#: 5772040
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1333 North California Boulevard
Suite 133
Walnut Creek, CA 94596
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (11 years)
License(s)

State Registrations

B
Alabama 9/9/2019
B
Nebraska 1/29/2020
B
Alaska 1/29/2020
B
Nevada 3/31/2014
B
Arizona 3/31/2014
B
New Hampshire 8/23/2022
B
Arkansas 3/31/2014
B
New Jersey 3/31/2014
B
California 3/20/2014
B
New Mexico 3/31/2014
IA
California 3/20/2014
B
New York 3/31/2014
B
Colorado 3/31/2014
B
North Carolina 3/31/2014
B
Connecticut 3/31/2014
B
North Dakota 3/31/2014
B
Delaware 3/31/2014
B
Ohio 4/1/2014
B
District of Columbia 3/31/2014
B
Oklahoma 3/31/2014
B
Florida 3/31/2014
B
Oregon 3/31/2014
B
Georgia 3/31/2014
B
Pennsylvania 3/31/2014
B
Hawaii 3/31/2014
B
Puerto Rico 8/23/2022
B
Idaho 3/31/2014
B
Rhode Island 3/31/2014
B
Illinois 3/31/2014
B
South Carolina 12/8/2015
B
Indiana 3/31/2014
B
South Dakota 1/29/2020
B
Iowa 8/23/2022
B
Tennessee 3/31/2014
B
Kansas 2/1/2019
B
Texas 3/31/2014
B
Kentucky 3/31/2014
IA
Texas 11/8/2019
B
Louisiana 1/29/2020
B
Utah 3/31/2014
B
Maine 1/8/2019
B
Vermont 8/23/2022
B
Maryland 3/31/2014
B
Virgin Islands 8/23/2022
B
Massachusetts 3/31/2014
B
Virginia 3/31/2014
B
Michigan 3/31/2014
B
Washington 3/31/2014
B
Minnesota 3/31/2014
B
West Virginia 8/30/2022
B
Mississippi 1/29/2020
B
Wisconsin 3/31/2014
B
Missouri 3/31/2014
B
Wyoming 3/31/2014
B
Montana 3/31/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 3/20/2014
B
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 3/20/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/12/2012 - 03/19/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
 12/12/2012 - 03/19/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
IA
 07/11/2011 - 12/11/2012 MORGAN STANLEY (CRD#:149777) SAN FRANCISCO, CA
B
 03/24/2011 - 12/11/2012 MORGAN STANLEY (CRD#:149777) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.