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Detailed Report
Juan Castillo
JUAN F CASTILLO
CRD#: 5770479
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3995 VAN DYKE RD
LUTZ, FL 33558
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
License(s)

State Registrations

B
California 10/2/2018
IA
New York 5/3/2021
B
Connecticut 10/1/2012
B
Ohio 3/11/2025
B
Florida 2/25/2021
B
Puerto Rico 8/6/2018
IA
Florida 9/26/2022
B
Tennessee 8/14/2023
B
New Jersey 10/1/2012
B
Texas 1/30/2023
IA
New Jersey 8/6/2015
IA
Texas 2/10/2023
B
New York 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3995 VAN DYKE RD, LUTZ, FL 33558
6703 MEMORIAL HWY, TAMPA, FL 33615
Registered with this firm since 8/6/2015
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3995 VAN DYKE RD, LUTZ, FL 33558
6703 MEMORIAL HWY, TAMPA, FL 33615
Registered with this firm since 10/1/2012
Previous Registration(s)
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 06/25/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BAY SHORE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.