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RYAN W YORK
RYAN WILLIAM YORK
CRD#: 5770371
IA
B
CADARET GRANT & CO INCCRD#: 10641 7421 Oswego Road
Liverpool, NY 13090
Liverpool, NY 13090
View By:
3/7/2023
Financial
Final
State Registrations
B
Florida 10/15/2019
B
Texas 10/15/2019
B
New York 10/15/2019
IA
Texas 10/17/2019
IA
New York 5/4/2021
SRO Registrations
B
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IA
Registered with this firm since 10/17/2019
B
Registered with this firm since 10/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/16/2011 - 10/18/2019 | SYRACUSE, NY | |
IA | 06/08/2010 - 08/24/2011 | SYRACUSE, NY | |
B | 05/05/2010 - 08/24/2011 | SYRACUSE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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