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Daniel James Healey
DAN JAMES HEALEY
CRD#: 5770337
IA
B
EDWARD JONESCRD#: 250 10180 CONWAY ROAD
LADUE, MO 63124
LADUE, MO 63124
0
Disclosures
14
Years of Experience
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State Registrations
B
Arizona 12/12/2024
B
Minnesota 3/9/2017
B
California 4/6/2016
B
Missouri 12/11/2015
B
Delaware 1/29/2021
IA
Missouri 12/15/2015
B
Florida 12/11/2015
B
New Mexico 6/24/2024
B
Illinois 12/11/2015
B
New York 2/17/2016
B
Indiana 2/8/2023
B
North Dakota 7/5/2022
B
Louisiana 7/13/2016
B
Ohio 11/20/2018
B
Maryland 11/18/2022
B
Rhode Island 7/5/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/15/2015
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Registered with this firm since 12/11/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/26/2014 - 12/15/2015 | ST LOUIS, MO | |
B | 03/26/2014 - 12/15/2015 | ST LOUIS, MO | |
IA | 05/17/2010 - 03/28/2014 | BALLWIN, MO | |
B | 04/26/2010 - 03/28/2014 | BALLWIN, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.