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Detailed Report
Daniel James Healey
DAN JAMES HEALEY
CRD#: 5770337
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 10180 CONWAY ROAD
LADUE, MO 63124
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 12/12/2024
B
Minnesota 3/9/2017
B
California 4/6/2016
B
Missouri 12/11/2015
B
Delaware 1/29/2021
IA
Missouri 12/15/2015
B
Florida 12/11/2015
B
New Mexico 6/24/2024
B
Illinois 12/11/2015
B
New York 2/17/2016
B
Indiana 2/8/2023
B
North Dakota 7/5/2022
B
Louisiana 7/13/2016
B
Ohio 11/20/2018
B
Maryland 11/18/2022
B
Rhode Island 7/5/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
10180 CONWAY ROAD, LADUE, MO 63124
Registered with this firm since 12/15/2015
B
EDWARD JONES (CRD#:250)
10180 CONWAY ROAD, LADUE, MO 63124
Registered with this firm since 12/11/2015
Previous Registration(s)
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IA
 03/26/2014 - 12/15/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST LOUIS, MO
B
 03/26/2014 - 12/15/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST LOUIS, MO
IA
 05/17/2010 - 03/28/2014 EDWARD JONES (CRD#:250) BALLWIN, MO
B
 04/26/2010 - 03/28/2014 EDWARD JONES (CRD#:250) BALLWIN, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.