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Matthew S Wickline
MATTHEW SCOTT WICKLINE, Matt Wickline
CRD#: 5770083
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 2945 Banksville Rd
Ste 200
PITTSBURGH, PA 15216
Ste 200
PITTSBURGH, PA 15216
0
Disclosures
5
Years of Experience
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State Registrations
B
Pennsylvania 2/22/2022
IA
Pennsylvania 2/22/2022
SRO Registrations
B
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IA
Registered with this firm since 2/22/2022
B
Registered with this firm since 2/22/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2021 - 12/17/2021 | Monroeville, PA | |
B | 04/13/2021 - 12/17/2021 | Monroeville, PA | |
IA | 09/20/2016 - 06/06/2018 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.