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ANTHONY ROY MANDILE
CRD#: 5769550
IA
Investment Adviser
B
Broker
STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD#: 283004 140 E. 45TH STREET
36TH FLOOR
NEW YORK, NY 10017
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCCRD#: 1254 2 GRAND CENTRAL TOWER
140 EAST 45TH STREET, FLOOR 36
NEW YORK, NY 10017
Registration History
201020122014201620182020202220242026BSTEWARD PARTNERS INVESTMENT SO... (CRD# 1254)2022 - Present (2 years)IASTEWARD PARTNERS INVESTMENT AD... (CRD# 283004)2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2016 - 2022 (6 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2010 - 2016 (5 years)
Disclosure(s)
View By:
2/12/2012
Criminal
Final Disposition
License(s)

State Registrations

B
California 5/27/2022

IA
New Jersey 4/6/2021

B
Colorado 5/27/2022

B
New Jersey 5/27/2022

B
Connecticut 5/27/2022

IA
New York 2/14/2021

B
Delaware 5/27/2022

B
New York 5/27/2022

B
Florida 5/31/2022

B
North Carolina 5/27/2022

B
Georgia 5/27/2022

B
Ohio 5/27/2022

B
Hawaii 5/27/2022

B
Pennsylvania 5/27/2022

B
Illinois 5/27/2022

B
Rhode Island 5/27/2022

B
Kentucky 5/27/2022

B
Tennessee 5/27/2022

B
Maine 5/27/2022

IA
Texas 2/27/2017

B
Maryland 5/27/2022

B
Texas 5/27/2022

B
Massachusetts 5/27/2022

B
Virginia 5/27/2022

B
Michigan 5/27/2022

B
Washington 5/27/2022

B
Minnesota 5/27/2022

B
Wisconsin 5/27/2022

B
Missouri 5/27/2022

B
Wyoming 5/27/2022

B
Nevada 5/27/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254)
2 GRAND CENTRAL TOWER 140 EAST 45TH STREET, FLOOR 36, NEW YORK, NY 10017
HOBOKEN, NJ
Registered with this firm since 5/27/2022

IA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004)
140 E. 45TH STREET 36TH FLOOR, NEW YORK, NY 10017
HOBOKEN, NJ
Registered with this firm since 2/27/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/16/2016 - 05/27/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NEW YORK, NY
B
04/09/2010 - 03/17/2016 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) NANUET, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.