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VIVIAN SANDRA AFRIYIE
CRD#: 5768058
IA
B
MORGAN STANLEYCRD#: 149777 10960 Wilshire Boulevard
Suite 2000
Los Angeles, CA 90024
Suite 2000
Los Angeles, CA 90024
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Arizona 8/22/2017
B
Nebraska 11/19/2021
B
California 7/3/2012
B
Nevada 5/22/2018
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California 7/6/2012
B
New Jersey 10/14/2020
B
Colorado 5/15/2015
B
New York 5/13/2019
B
Connecticut 10/14/2020
B
North Carolina 10/14/2020
B
Delaware 10/14/2020
B
Oregon 8/1/2019
B
Florida 10/7/2020
B
Pennsylvania 7/15/2015
B
Georgia 6/30/2020
B
South Dakota 10/14/2020
B
Hawaii 7/15/2015
B
Tennessee 10/14/2020
B
Idaho 7/22/2022
B
Texas 10/5/2012
B
Illinois 10/14/2020
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Texas 2/7/2014
B
Iowa 1/9/2024
B
Utah 10/14/2020
B
Kentucky 10/14/2020
B
Vermont 8/16/2022
B
Louisiana 1/7/2021
B
Virginia 10/14/2020
B
Maryland 6/26/2013
B
Washington 10/14/2020
B
Massachusetts 10/15/2020
B
Wisconsin 10/14/2020
B
Michigan 10/14/2020
B
Wyoming 10/14/2020
B
Montana 7/15/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/6/2012
B
Registered with this firm since 7/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/03/2010 - 06/22/2012 | SANTA MONICA, CA | |
IA | 03/09/2012 - 06/21/2012 | SANTA MONICA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.