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Detailed Report
MARIANA VELASQUEZ
CRD#: 5766873
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 1441 BRICKELL AVENUE, 16TH FLOOR
MIAMI, FL 33131
Registration History
20122014201620182020202220242026IAHSBC SECURITIES (USA) INC. (CRD# 19585)2017 - Present (7 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2014 (3 years)
License(s)

State Registrations

B
California 10/11/2017
B
New Jersey 8/8/2017
IA
California 10/11/2017
IA
New Jersey 8/8/2017
B
Colorado 10/11/2017
B
New York 10/11/2017
IA
Colorado 10/11/2017
B
South Dakota 8/26/2024
B
Delaware 10/14/2020
B
Texas 10/11/2017
B
Florida 7/25/2014
IA
Texas 10/11/2017
B
Illinois 7/13/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Registered with this firm since 8/8/2017
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Registered with this firm since 7/25/2014
Previous Registration(s)
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B
 05/09/2011 - 06/30/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.