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Alan Christopher Keppler
ALAN C KEPPLER, ALAN CHRISTOPHER KEPPLER, Alan Keppler
CRD#: 5766305
IA
Investment Adviser
B
Broker
TITLEIST ASSET MANAGEMENT, LLCCRD#: 323567 Greenville, SC
TITLEIST CAPITAL, LLCCRD#: 126136 EASLEY, SC
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - 2020 (1 year)IATITLEIST ASSET MANAGEMENT, LLC (CRD# 323567)2023 - Present (1 year)BTITLEIST CAPITAL, LLC (CRD# 126136)2020 - Present (4 years)BFIRST INVESTORS CORPORATION (CRD# 305)2010 - 2011 (1 year)IATITLEIST CAPITAL, LLC (CRD# 126136)2020 - 2023 (3 years)
Disclosure(s)
View By:
9/29/2007
Criminal
Final Disposition
License(s)

State Registrations

IA
South Carolina 9/13/2023

IA
Texas 4/18/2023

B
Texas 6/26/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TITLEIST ASSET MANAGEMENT, LLC (CRD#:323567)
Greenville, SC
Registered with this firm since 4/18/2023

B
TITLEIST CAPITAL, LLC (CRD#:126136)
EASLEY, SC
Registered with this firm since 6/17/2020

Previous Registration(s)
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IA
06/26/2020 - 08/08/2023 TITLEIST CAPITAL, LLC (CRD#:126136) Greenville, SC
IA
01/11/2019 - 02/28/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
B
01/08/2019 - 02/28/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
11/02/2017 - 01/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GRAND PRAIRIE, TX
B
10/31/2017 - 01/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GRAND PRAIRIE, TX
IA
02/24/2012 - 07/11/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
01/12/2012 - 07/11/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
04/26/2010 - 11/09/2011 FIRST INVESTORS CORPORATION (CRD#:305) FORT WORTH, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.