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Registration History
20002002200420062008201020122014201620182020202220242026IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2013 - Present (11 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2010 - Present (14 years)
Disclosure(s)
View By:
12/7/1999
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 11/21/2011

B
Montana 11/16/2011

B
Alaska 5/20/2022

B
Nebraska 11/21/2011

B
Arizona 11/29/2011

B
Nevada 11/29/2011

B
Arkansas 11/17/2011

B
New Hampshire 11/17/2011

B
California 11/16/2011

B
New Jersey 11/17/2011

B
Colorado 11/16/2011

B
New Mexico 11/17/2011

B
Connecticut 11/21/2011

B
New York 11/16/2011

B
Delaware 11/22/2011

B
North Carolina 11/16/2011

B
District of Columbia 11/23/2011

B
North Dakota 11/15/2011

IA
District of Columbia 5/17/2023

B
Ohio 11/18/2011

B
Florida 11/16/2011

B
Oklahoma 11/28/2011

B
Georgia 11/16/2011

IA
Oklahoma 5/8/2023

B
Idaho 11/15/2011

B
Pennsylvania 11/16/2011

B
Illinois 11/16/2011

B
Rhode Island 11/17/2011

B
Indiana 11/28/2011

B
South Carolina 11/16/2011

B
Iowa 11/15/2011

B
South Dakota 11/15/2011

B
Kansas 11/17/2011

B
Tennessee 10/24/2022

B
Kentucky 11/16/2011

B
Texas 11/29/2011

B
Louisiana 11/21/2011

IA
Texas 5/4/2023

B
Maine 11/22/2011

B
Utah 11/16/2011

B
Maryland 11/16/2011

B
Vermont 11/29/2011

B
Massachusetts 11/21/2011

B
Virginia 11/16/2011

B
Michigan 11/17/2011

B
Washington 11/16/2011

B
Minnesota 7/29/2010

B
West Virginia 11/16/2011

IA
Minnesota 12/20/2013

B
Wisconsin 1/14/2011

B
Mississippi 11/16/2011

B
Wyoming 11/22/2011

B
Missouri 11/15/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Brooklyn Park, MN
Registered with this firm since 12/20/2013

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Brooklyn Park, MN
Registered with this firm since 7/13/2010

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.