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KEVIN A ROSZKOWSKI
KEVIN ANTHONY ROSZKOWSKI, KEVIN ROSZKOWSKI
CRD#: 5765059
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)2010 - 2011 (<1 year)
License(s)

State Registrations

B
California 6/3/2016

B
New York 11/19/2012

B
Connecticut 11/29/2012

B
North Carolina 2/18/2015

IA
Connecticut 11/29/2012

B
Rhode Island 11/19/2012

B
Florida 11/29/2012

B
South Carolina 2/18/2015

B
Georgia 2/12/2016

B
Texas 10/12/2016

B
Maine 11/19/2012

IA
Texas 10/13/2016

B
Massachusetts 11/19/2012

B
Vermont 11/19/2012

B
New Hampshire 11/19/2012

B
Virginia 2/9/2016

B
New Jersey 4/13/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 11/19/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 11/19/2012

Previous Registration(s)
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IA
07/26/2011 - 09/28/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
04/08/2011 - 09/28/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
11/22/2010 - 04/20/2011 ONEAMERICA SECURITIES, INC. (CRD#:4173) FRAMINGHAM, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.