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Detailed Report
Michael S Gross
MICHAEL STEVEN GROSS
CRD#: 5765054
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 2 N. TAMIAMI TRAIL
SUITE 608
SARASOTA, FL 34236
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2023 - Present (1 year)BSCOTTRADE, INC. (CRD# 8206)2013 - 2018 (4 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2020 - 2020 (<1 year)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 9/6/2023
B
Nevada 9/6/2023
B
California 9/6/2023
B
New Jersey 9/6/2023
B
Florida 9/6/2023
B
Texas 9/6/2023
IA
Florida 9/7/2023
IA
Texas 9/6/2023
B
Massachusetts 9/6/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
2 N. TAMIAMI TRAIL SUITE 608, SARASOTA, FL 34236
Registered with this firm since 9/6/2023
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
2 N. TAMIAMI TRAIL SUITE 608, SARASOTA, FL 34236
Registered with this firm since 9/6/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/03/2022 - 10/25/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RIVERVIEW, FL
B
 02/03/2022 - 10/25/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RIVERVIEW, FL
IA
 02/24/2021 - 11/05/2021 PNC INVESTMENTS (CRD#:129052) RALEIGH, NC
B
 02/24/2021 - 11/05/2021 PNC INVESTMENTS (CRD#:129052) RALEIGH, NC
IA
 05/22/2020 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) CARY, NC
B
 05/22/2020 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) CARY, NC
IA
 05/22/2020 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Cary, NC
IA
 06/27/2018 - 05/04/2020 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) RALEIGH, NC
B
 06/27/2018 - 05/04/2020 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) RALEIGH, NC
IA
 02/01/2017 - 03/08/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) Bradenton, FL
B
 09/26/2013 - 03/08/2018 SCOTTRADE, INC. (CRD#:8206) BRADENTON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.