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PETER E METCALF JR
PETER ENGLISH METCALF
CRD#: 5764255
IA
Investment Adviser
B
Broker
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 14 Gary Maietta Way
South Portland, ME 04106
LPL FINANCIAL LLCCRD#: 6413 14 GARY MAIETTA WAY
SOUTH PORTLAND, ME 04106
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
6/9/2008
Criminal
Final Disposition
License(s)

State Registrations

B
California 6/13/2024

IA
Massachusetts 7/17/2024

B
Colorado 6/13/2024

B
New Hampshire 6/13/2024

B
Connecticut 6/13/2024

IA
New Hampshire 6/19/2024

B
Florida 6/13/2024

B
New Jersey 6/13/2024

IA
Florida 6/16/2024

B
North Carolina 6/13/2024

B
Georgia 6/13/2024

B
Pennsylvania 6/13/2024

B
Indiana 6/13/2024

B
Rhode Island 6/13/2024

B
Maine 6/13/2024

B
South Carolina 6/13/2024

IA
Maine 6/13/2024

B
Tennessee 6/13/2024

B
Maryland 6/13/2024

B
Vermont 6/13/2024

B
Massachusetts 6/13/2024

B
Virginia 6/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267)
14 Gary Maietta Way, South Portland, ME 04106
Registered with this firm since 6/13/2024

B
LPL FINANCIAL LLC (CRD#:6413)
14 GARY MAIETTA WAY, SOUTH PORTLAND, ME 04106
Registered with this firm since 6/13/2024

Previous Registration(s)
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IA
05/23/2014 - 06/20/2024 MORGAN STANLEY (CRD#:149777) Portland, ME
B
05/23/2014 - 06/20/2024 MORGAN STANLEY (CRD#:149777) Portland, ME
IA
06/08/2010 - 05/27/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
B
04/27/2010 - 05/27/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.