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MATTHEW ANTHONY KAPPA
MATT KAPPA
CRD#: 5763902
IA
Investment Adviser
B
Broker
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 2005 MARKET STREET
SUITE 2350
PHILADELPHIA, PA 19103
Registration History
2010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2010 - 2010 (<1 year)
License(s)

State Registrations

B
California 7/11/2016

B
Nevada 7/11/2016

IA
California 7/11/2016

IA
Nevada 7/18/2016

B
Colorado 6/21/2024

B
New Hampshire 4/1/2024

IA
Colorado 6/21/2024

IA
New Hampshire 4/3/2024

B
Connecticut 8/12/2015

B
New Jersey 4/16/2013

IA
Connecticut 8/12/2015

IA
New Jersey 4/16/2013

B
Delaware 5/27/2016

B
New York 3/4/2013

IA
Delaware 6/8/2016

IA
New York 8/5/2021

B
District of Columbia 8/16/2013

B
North Carolina 3/19/2018

IA
District of Columbia 9/24/2013

IA
North Carolina 3/19/2018

B
Florida 4/23/2013

B
Oklahoma 1/17/2023

IA
Florida 4/24/2013

IA
Oklahoma 1/18/2023

B
Georgia 9/30/2021

B
Oregon 12/3/2021

IA
Georgia 10/1/2021

IA
Oregon 12/7/2021

B
Illinois 8/16/2013

B
Pennsylvania 4/16/2013

IA
Illinois 8/16/2013

IA
Pennsylvania 4/16/2013

B
Maine 3/7/2024

B
South Carolina 6/18/2021

IA
Maine 3/8/2024

IA
South Carolina 6/21/2021

B
Maryland 4/23/2013

B
Texas 4/14/2023

IA
Maryland 4/23/2013

IA
Texas 4/17/2023

B
Massachusetts 3/1/2018

B
Vermont 11/16/2023

IA
Massachusetts 3/7/2018

IA
Vermont 11/16/2023

B
Michigan 11/21/2024

B
Virginia 6/13/2016

IA
Michigan 11/25/2024

IA
Virginia 6/15/2016

B
Missouri 8/29/2018

B
Wisconsin 5/30/2017

IA
Missouri 8/30/2018

IA
Wisconsin 5/31/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
2005 MARKET STREET SUITE 2350, PHILADELPHIA, PA 19103
Registered with this firm since 4/16/2013

B
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
2005 MARKET STREET SUITE 2350, PHILADELPHIA, PA 19103
Registered with this firm since 2/28/2013

Previous Registration(s)
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B
05/14/2010 - 07/07/2010 LPL FINANCIAL CORPORATION (CRD#:6413) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.